2023 – Page 3 – Brookline Capital Markets

AFFILIATES:

WaveAerospace Series A – Sept. 23

Brookline Capital Markets Announces Addition of Charles Mather to Investment Banking Team

FLAG / Calidi SPAC Merger – Sep. 2023

Calidi Series B – Sep 2023

Aquestive Completed Capital Markets Advisory – April 2023

Eyenovia RD – Aug. 2023

99 Acquisition IPO – Aug. 2023

Adial Completed Capital Markets Advisory – Aug 2023

TNXP Follow-On – Jul ’23

Keene Vision Acquisition Corporation IPO – Jul. ’23

HEADQUARTERS

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LINKS

Securities Offered Through Arcadia Securities, LLC – Member FINRA/SIPC

FINRA BROKER CHECK

Arcadia Securities LLC Form CRS

Arcadia Securities LLC Reg BI

Order routing information can be accessed through the following link by inputting Arcadia Securities: https://www.orderroutingdisclosure.com/.

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