Track Record

Transactions

The team has completed over 300 transactions and engagements for its clients — valued at over $35 billion — as Bookrunner, Co-Manager, Lead Placement Agent, Co-Placement Agent or Advisor.

Featured Transactions

April 2025Alcyone TherapeuticsBrookline served as Exclusive Placement Agent for the Series F Convertible Preferred stock offering.
September 2025Sale to BiogenBiogen acquired Alcyone Therapeutics in 2025. Brookline served as Alcyone's financial advisor.
July 2026Neela TherapeuticsNeela Therapeutics was spun out of the acquisition and Brookline served as the Exclusive Placement Agent for a Convertible Note in 2026.

Selected Client Transactions

Aspira Women’s Health
$51,750,000
Follow-OnCo-Manager
February 2021
Big Cypress Acquisition Corp.
$115,000,000
IPOCo-Manager
January 2021
Hinge Bio
$18,000,000
Convertible NoteExclusive Placement Agent
January 2021
PIMCO Dynamic Income Opportunities Fund
$2,000,000,000
IPOCo-Manager
January 2021
Hepion Pharmaceuticals
Completed EngagementCapital Markets Advisor
January 2021
Aquestive Therapeutics
Completed EngagementCapital Markets Advisor
January 2021
Diffusion Pharmaceuticals
Completed EngagementCapital Markets Advisor
January 2021
Imunon
$35,000,000
Registered DirectCo-Placement Agent
January 2021
Outlook Therapeutics
$42,607,394
Follow-OnFinancial Advisor
January 2021
Apexigen
$75,600,000
Follow-OnCo-Manager
January 2021
NLS Pharmaceutics
$23,000,000
IPOCo-Manager
January 2021
9 Meters Biopharma
$34,500,000
Follow-OnCo-Manager
December 2020
BioCardia
$8,500,000
Registered DirectFinancial Advisor
December 2020
BioCardia
$10,500,000
Registered DirectFinancial Advisor
December 2020
Scynexis
$85,000,000
Follow-OnCo-Manager
December 2020
Verastem Oncology
$28,000,000
Public Convertible Debt ExchangeImmediately Redeemable
November 2020
InMed Pharmaceuticals
$8,000,000
Follow-OnCo-Manager
November 2020
PGIM Short Duration High Yield Income Fund
$1,000,000,000
IPOCo-Manager
November 2020
Forte Biosciences
$46,000,000
Follow-OnCo-Manager
October 2020
Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund
$1,250,000,000
IPOCo-Manager
October 2020
BlackRock Capital Allocation Trust
$2,400,000,000
IPOCo-Manager
September 2020
Creatd
$7,800,000
Follow-OnCo-Manager
September 2020
Nuveen Dynamic Municipal Opportunities Fund
$780,000,000
IPOCo-Manager
August 2020
CohBar
$15,000,000
Follow-OnCo-Manager
August 2020