Track Record

Transactions

The team has completed over 300 transactions and engagements for its clients — valued at over $35 billion — as Bookrunner, Co-Manager, Lead Placement Agent, Co-Placement Agent or Advisor.

Featured Transactions

April 2025Alcyone TherapeuticsBrookline served as Exclusive Placement Agent for the Series F Convertible Preferred stock offering.
September 2025Sale to BiogenBiogen acquired Alcyone Therapeutics in 2025. Brookline served as Alcyone's financial advisor.
July 2026Neela TherapeuticsNeela Therapeutics was spun out of the acquisition and Brookline served as the Exclusive Placement Agent for a Convertible Note in 2026.

Selected Client Transactions

Western Acquisition Ventures Corp.
$115,000,000
IPOCo-Manager
January 2022
Circulogene
$15,100,000
Convertible NoteSole Placement Agent
January 2022
PIMCO Access Income Fund
$866,000,000
IPOCo-Manager
January 2022
RH
$936,435,859
Convertible & Derivative Unwind Advisory100% Unwind of Tax-Integrated Warrant and Bond Hedge & Concurrent 2023 & 2024 Convertible Debt Repurchase
January 2022
Inception Growth Acquisition Limited
$103,500,000
IPOJoint Bookrunner
December 2021
Nuveen Variable Rate Preferred & Income Fund
$550,000,000
IPOCo-Manager
December 2021
IceCure Medical
$15,000,000
Follow-OnCo-Manager
December 2021
Alpha Star Acquisition Corporation
$115,000,000
IPOCo-Manager
December 2021
Ault Disruptive Technologies Corporation
$115,000,000
IPOCo-Manager
December 2021
Larkspur Health Acquisition Corp.
$77,700,000
IPOCo-Manager
December 2021
Guggenheim Active Allocation Fund
$655,000,000
IPOCo-Manager
November 2021
New York Life Investments Mainstay CBRE Global Infrastructure Megatrends Fund
$1,000,000,000
IPOCo-Manager
October 2021
Maxona Pharmaceuticals
$10,000,000
Series A Convertible Preferred StockSole Placement Agent
October 2021
Creatd
$3,825,000
Registered DirectFinancial Advisor
October 2021
CohBar
$15,000,000
Follow-OnCo-Manager
October 2021
Mount Rainier Acquisition Corp.
$172,500,000
IPOCo-Manager
October 2021
Industrial Human Capital
$115,000,000
IPOCo-Manager
October 2021
HHG Capital Corporation
$57,500,000
IPOJoint Bookrunner
September 2021
BlackRock ESG Capital Allocation Trust
$2,000,000
IPOCo-Manager
September 2021
Lisata Therapeutics
Completed EngagegmentCapital Markets Advisor
August 2021
Nova Vision Acquisition Corporation
$57,500,000
IPOJoint Bookrunner
August 2021
Dermata Therapeutics
$18,000,000
IPOCo-Manager
August 2021
Jupiter Acquisition Corp.
$157,600,000
IPOJoint Bookrunner
August 2021
Journey Medical Corporation
$18,850,000
Series A Convertible Preferred StockSub Placement Agent
July 2021