Track Record

Transactions

The team has completed over 300 transactions and engagements for its clients — valued at over $35 billion — as Bookrunner, Co-Manager, Lead Placement Agent, Co-Placement Agent or Advisor.

Selected Client Transactions

Transaction results

  • Carmell

    $3,000,000

    PIPEExclusive Placement Agent

  • Anthropic

    Undisclosed

    Secondary SaleIntroducing Agent

  • Rallybio

    $6,600,000

    PIPEFinancial Advisor

  • Aquestive Therapeutics

    Completed EngagementCapital Markets Advisor

  • Adial Pharmaceuticals

    Capital Markets AdvisorCompleted Engagement

  • Cyclacel Pharmaceuticals

    $8,000,000

    PIPEFinancial Advisor

  • Aquestive Therapeutics

    $75,000,000

    Follow-OnFinancial Advisor

  • CervoMed

    $50,000,000

    PIPEFinancial Advisor

  • DT Cloud

    $69,000,000

    IPOSole Bookrunner

  • Immunic

    $80,000,000

    PIPEFinancial Advisor

  • Scientific Industries

    $7,000,000

    PIPEExclusive Placement Agent

  • Wave Aerospace

    $1,100,000

    Series AExclusive Placement Agent

  • Imunon

    Completed EngagementCapital Markets Advisor

  • CoreWeave

    $6,750,000

    Secondary SaleIntroducing Agent

  • iBio

    $4,500,000

    Follow-OnCo-Placement Agent

  • Iron Horse Acquisitions Corp.

    $69,000,000

    IPOCo-Manager

  • AI Transportation Acquisition Corp

    $60,000,000

    IPOCo-Manager

  • SAB Biotherapeutics

    $67,100,000

    PIPEFinancial Advisor

  • Quetta Acquisition Corp.

    $69,000,000

    IPOCo-Manager

  • Circulogene

    $12,670,000

    Secured NoteSole Placement Agent

  • Hepion Pharmaceuticals

    Completed EngagementCapital Markets Advisor

  • Lung Therapeutics

    $18,500,000

    PIPECo-Placement Agent

  • Calidi Biotherapeutics

    $25,000,000

    Series BPlacement Agent

  • Calidi Biotherapeutics / FirstLight Acquisition Group

    $335,000,000

    MergerFinancial Advisor