Track Record

Transactions

The team has completed over 300 transactions and engagements for its clients — valued at over $35 billion — as Bookrunner, Co-Manager, Lead Placement Agent, Co-Placement Agent or Advisor.

Selected Client Transactions

Transaction results

  • Atreca

    $35,000,000

    Series B Convertible Preferred StockSole Placement Agent

  • Q BioMed

    $3,000,000

    PIPESole Placement Agent

  • Alzheon

    $5,300,000

    Series B Convertible Preferred StockSole Placement Agent

  • Centrexion Therapeutics

    $5,000,000

    Convertible NoteSole Placement Agent

  • Scynexis

    $13,300,000

    PIPECo-Placement Agent

  • Valeritas

    $52,500,000

    IPOFinancial Advisor

  • Applied Therapeutics

    $7,000,000

    Series A Convertible Preferred StockSole Placement Agent

  • Aspira Women’s Health

    $5,600,000

    PIPECo-Placement Agent

  • AnaBios

    $8,000,000

    Series B Convertible Preferred StockSole Placement Agent

  • ATEA Pharmaceuticals

    $23,000,000

    Series B Convertible Preferred StockCo-Placement Agent

  • Scynexis

    $6,000,000

    PIPESole Placement Agent

  • ContraFect

    $35,000,000

    PIPEFinancial Advisor

  • Rezolute

    $12,000,000

    PIPECo-Placement Agent

  • CareDx

    $22,000,000

    PIPECo-Placement Agent

  • Alzheon

    $3,100,000

    Convertible Sub NoteSole Placement Agent

  • Scynexis

    $5,300,000

    PIPESole Placement Agent

  • Atreca

    $56,000,000

    Series A Convertible Preferred StockSole Placement Agent

  • Alzheon

    $6,900,000

    Convertible Sub NoteSole Placement Agent

  • ContraFect

    $20,000,000

    PIPECo-Placement Agent

  • Alzheon

    $10,000,000

    Series A Convertible Preferred StockSole Placement Agent

  • Scynexis

    $10,000,000

    PIPESole Placement Agent

  • Axsome Therapeutics

    $4,000,000

    Convertible NoteSole Placement Agent

  • TRACON Pharmaceuticals

    $27,000,000

    Series B Convertible Preferred StockCo-Placement Agent

  • ATEA Pharmaceuticals

    $10,000,000

    Series A Convertible Preferred StockSole Placement Agent