Advisory – Page 3 – Brookline Capital Markets

AFFILIATES:

IMUX PIPE – Jan. 2024

Hepion completed capital markets advisory – Oct. 2023

FLAG / Calidi SPAC Merger – Sep. 2023

Aquestive Capital Markets Advisory – April 2022

Aquestive Completed Capital Markets Advisory – April 2023

Adial Completed Capital Markets Advisory – Aug 2023

Genelux PIPE $5.5mm – June 22, 2023

Genelux PIPE Tranche 1 – May 2023

Imunon Completed Capital Markets Advisory – May 2023

NMTR Completed Capital Markets Advisory Mar 23 – June 16, 23

HEADQUARTERS

600 Lexington Avenue, 30th Floor
New York, New York 10022
(646) 603-6716

LINKS

Securities Offered Through Arcadia Securities, LLC – Member FINRA/SIPC

FINRA BROKER CHECK

Arcadia Securities LLC Form CRS

Arcadia Securities LLC Reg BI

Order routing information can be accessed through the following link by inputting Arcadia Securities: https://www.orderroutingdisclosure.com/.

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