2023 – Page 2 – Brookline Capital Markets

AFFILIATES:

CoreWeave Secondary Sale – Dec. 2023

AI Transportation SPAC IPO – Nov. 2023

Lung Tx PIPE – Oct. 2023

Hepion completed capital markets advisory – Oct. 2023

Circulogene Secured Note – Oct. 2023

Quetta SPAC IPO – Oct. 2023

SABS PIPE – Oct. 2023

Hepion RD – Sep 2023

Tonix Follow-On – Sep 2023

Ainos Convertible Promissory Note – Sep. 2023

HEADQUARTERS

600 Lexington Avenue, 30th Floor
New York, New York 10022
(646) 603-6716

LINKS

Securities Offered Through Arcadia Securities, LLC – Member FINRA/SIPC

FINRA BROKER CHECK

Arcadia Securities LLC Form CRS

Arcadia Securities LLC Reg BI

Order routing information can be accessed through the following link by inputting Arcadia Securities: https://www.orderroutingdisclosure.com/.

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