2020 – Page 2 – Brookline Capital Markets

AFFILIATES:

Celsion Feb 2020

RiverNorth Managed Duration Municipal Income Fund IPO Mar 20

Arcturus Follow-On April 2020

Cyclacel Follow-On April 2020

Lisata Therapeutics Registered Direct – Apr. 2020

Lisata Therapeutics Registered Direct May 2020

FSD Pharma

BioCardia Follow-On Jul 20

Angel Oak Funds

First Trust

HEADQUARTERS

600 Lexington Avenue, 30th Floor
New York, New York 10022
(646) 603-6716

LINKS

Securities Offered Through Arcadia Securities, LLC – Member FINRA/SIPC

FINRA BROKER CHECK

Arcadia Securities LLC Form CRS

Arcadia Securities LLC Reg BI

Order routing information can be accessed through the following link by inputting Arcadia Securities: https://www.orderroutingdisclosure.com/.

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