2019 – Page 4 – Brookline Capital Markets

AFFILIATES:

Vaxart Sept 2019

Union Acquisition Corp.

Calamos Investments

Diffusion Capital Markets Advisory Ending Nov 19

Aquestive Capital Markets Advisory Ending Nov 19

Aquestive Follow-On Dec 19

Monopar Therapeutics

Imunon Capital Markets Advisory Ending Dec 19

Vaxart Announces Pricing of Underwritten Public Offering

ContraVir Pharmaceuticals, Inc. Announces Pricing of $2.14 Million Public Offering

HEADQUARTERS

600 Lexington Avenue, 30th Floor
New York, New York 10022
(646) 603-6716

LINKS

Securities Offered Through Arcadia Securities, LLC – Member FINRA/SIPC

FINRA BROKER CHECK

Arcadia Securities LLC Form CRS

Arcadia Securities LLC Reg BI

Order routing information can be accessed through the following link by inputting Arcadia Securities: https://www.orderroutingdisclosure.com/.

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